Showing posts with label partnership. Show all posts
Showing posts with label partnership. Show all posts

Thursday, 6 September 2012

SAME HYMN SHEET - DIFFERENT HYMN

The UK government stresses the importance of working in ‘partnership’ with communities in seeking just outcomes to issues presented by policies not to defend some coastal areas from the sea in the longer term, and not to compensate people for the resulting loss of their homes.  However, relevant academic literature encourages further consideration of the ways in which those affected get to influence decision-making.


Government’s position that it will defend the coast only where it is sustainable to do so, and that it does not plan to compensate individuals for any loss of property, has proven contentious.  By way of mitigation where homes are to be lost to the sea, it has stated an intention to support communities in adapting to the physical, social and economic effects of change.. .”[1] (p.19).

DEFRA-commissioned guidance for local authorities specific to this purpose – ‘Guidance for Community Adaptation Planning and Engagement (CAPE) on the Coast’ - states that “communities that are most at risk to coastal change (sic) must be informed, engaged, and empowered to take an active part in what happens locally.”[2] (p.7) Whilst government acknowledges, then, that some communities will need support in contributing to policy decisions, a reading of relevant academic literature suggests a more fundamental dissonance between government prescription and the experiences of citizens in their engagement with authority. 

A small number of UK studies has considered relevant coastal change and related governance arrangements. Whilst it is important to be wary of generalisation, they have potential for shedding light on – and prompting further questions about - how threatened coastal populations fare in their interactions with power.

In these studies, the involvement of people in coastal planning takes place in a variety of contexts – from structured and facilitated deliberative events involving local people in formal ‘stakeholder’ capacities, to citizens’ interests largely being represented in decision-making fora via local elected representatives, to more ‘hands-off’ involvement such as attending public exhibitions. O’Riordan et al[3] and Milligan et al[4] explore the potential of participatory approaches[5] to involving local people in the setting of coastal policy, and report improved  relationships and greater understanding between the various parties involved.  Milligan et al suggest potential for finding a successful common vision for the Winterton-on-Sea case study area (p.211), whilst O’Riordan et al report a willingness by participants in their North Norfolk study to engage in debate, with a raised awareness of the issues emerging alongside the bringing together of various facets of coastal management. (p.12)  It’s good, of course, to sing from the same hymn sheet.

Conflicting objectives

However, this is contradicted by findings that locating common ground between actors is a problem - Milligan et al find that that local and official cultures are neither aligned nor likely to be in the future, with one problem lying in the limits to what people are able to understand (p.210)[6]  Difficulties are also presented by the need to balance the sometimes conflicting objectives of a wide mix of stakeholders (Milligan et al, 2009; p.211). O’Riordan et al point to the importance, on one hand, that participants’ expectations of the degree of influence on decisions should be managed and, on the other, their desire to have ownership of the outcomes – a tension possibly exacerbated by concerns that agencies and authorities are unwilling to give up power to negotiated results (p.24-25). It is perhaps telling that the researchers identify the very need for public acceptability as a blockage to the effective delivery of managed realignment schemes (p.23)[7].  
Whereas O’Riordan et al and Milligan et al explore participatory approaches to decision making in this context, Fletcher[8] looks at coastal partnerships which employ a different approach. Whilst such arrangements have the potential for local people to participate, the orthodoxy instead appears to be one whereby communities find voice on decision-making bodies via local elected representatives[9]. This study, which explores relationships between the various stakeholder representatives in the relevant decision-making bodies and their constituencies and the making of decisions/setting of policies through partnerships, points to various issues with the ways in which the interests of coastal communities are understood, the motivations of those who represent them, and how power imbalances come to influence the making of decisions and policies.

Many stakeholders in Fletcher’s study reported limited enthusiasm for their role and its value (it is unclear whether this includes those representing the public interest), with very few operating within a formal system to identify any misrepresentation. Interestingly, Fletcher reports that those participants representing the public interest “had no direct method of seeking the views of the public except for informal ad hoc routes” (p.618).[10]  This, we must assume, is likely to raise the bar for local interests seeking to be exert influence in such fora.
Doubts were expressed concerning the robustness of decision-making processes, with opportunities to influence agendas perceived as poor and concern expressed over how contributions were received from the wider community of stakeholders. In each of the partnerships studied, a degree of inequality of influence over decision-making was perceived by respondents, with funding, chairing and hosting of partnerships all seen as important in this regard. 
The studies hint at issues that arise from the literature on coastal change regarding the ability of local people to influence state-led efforts to make related policy  – whether that should be as a consequence of a reluctance on the part of authority to submit their interests to negotiated outcomes, the effectiveness of elected representatives, the power that various actors are able to bring to bear on making decisions and setting policy, or irreconcilable expectations of local influence on decisions.[11] Of course, this is based on a very small number of studies with diffuse objectives, and so any conclusions must be tentative. However, it is worth saying that they chime broadly with findings from a recent and significant piece of work.  In 2009 the Joseph Rowntree Foundation published a round-up of findings drawn largely from its Government and Public Services research programme, which explored “the experiences and perceptions of communities, councillors and public officials involved in a range of governance processes.”[12] (p.2)  As with the literature on coastal policy, conclusions suggested “conflicting views about how far communities and citizens can exercise substantial influence over decisions about public services” (p.3) – whilst community respondents expressed positive feelings about the potential benefits of engaging, there was also frustration about the barriers that limited their involvement. 

There are many coastal activists who have developed a deep appreciation of the help given them by politicians and local authority officers on this issue – indeed, I am one of them. Many  will also tell of their frustration at the disinterest, incompetence, and even obstruction of others in similar positions of influence – sadly I am one of this group, also. It would be good to think that the promise of ‘partnership’ might iron out some of these inconsistencies, but the literature – light as it might be at the moment – does not offer us a great deal of hope in that regard. We deserve, and need, authorities to sing a different and better hymn.


[1] Department for Environment, Food and Rural Affairs (DEFRA), 2009a. Consultation on Coastal Change Policy.  London: DEFRA.
[2] Department for Environment, Food and Rural Affairs (DEFRA) 2009b. Guidance for Community Adaptation Planning and Engagement (CAPE) on the Coast, working paper, Scott Wilson/DEFRA.
[3] O’Riordan, T., Watkinson, A. and Milligan, J. 2006. Living with a changing coastline: Exploring new forms of governance for sustainable coastal futures. Technical report 49. Tyndall Centre for Climate Change Research.
[4] Milligan, J., O’Riordan, T., Nicholson-Cole, S. and Watkinson, A. 2009. Nature conservation for future sustainable shorelines: Lessons from seeking to involve the public. Land Use Policy , 26, pp. 203-213.
[5] What Arnstein might categorize as ‘partnership’, whereby power is distributed through negotiations, with responsibilities shared. http://lithgow-schmidt.dk/sherry-arnstein/ladder-of-citizen-participation.html#d0e42
[6] In sympathy with this finding, Few et al conclude that “public input into decision-making is devalued if information on long-term implications of climate change is insufficiently accessible.” (2007, p.265)
[7] Myatt et al see public relations as a means through which authorities might alleviate public scepticism (2003, p.566), and as having a role in the promotion of managed realignment. This would appear to see engagement as having a persuasive rather than simply democratic purpose potentially at the expense of discourse around conflict, legitimacy and social justice.
[8] Fletcher, S., 2007. Representing Stakeholder Interests in Partnership Approaches to Coastal Management: Experiences from the United Kingdom. Ocean &Coastal Management, 50(8), pp. 606-622.
[9] Held proposes that political representation “involves the delegation of government to ‘a small number of citizens elected by the rest’.” (1987, p.64)
[10] Concerns that such a model of stakeholder representation may not guarantee that local people are properly represented are echoed by Milligan et al (2009, p. 206).
[11] More fundamentally, a recurring theme in these studies is that managed realignment is seen by local people as politically controversial – especially where radical change is proposed.
[12] Foot, J., 2009.Citizen involvement in local governance: Reviewing the evidence. York: Joseph Rowntree Foundation.

Monday, 19 March 2012

Loss of coastal homes - time we knew the big picture


Beyond definitional quagmires and patchy data
Coastal communities and authority – partnership or conflict?

There is plenty I remain unclear about when it comes to the implications of rising sea levels and related policy decisions for those English and Welsh coastal dwellers whose homes are expected to be lost over time.  

I know that government is not minded to compensate losers, but also that it has trialled payments to those facing imminent loss through recent Coastal Pathfinder projects[1]. I don’t know what this means for policy, however – Pathfinders were initiated under a different government with, arguably, a rather different take on how risks should be shared between society and the individual.

I do know that, to a significant extent, government considers the achievement of just outcomes in this context to be predicated on communities’ exertion of influence on decision-making. DEFRA-commissioned guidance states that “communities that are most at risk to coastal change (sic) must be informed, engaged, and empowered to take an active part in what happens locally.”[2] (p.7) However, I am concerned that statements such as “The risk management authorities should work in partnership with communities to understand the community perspective of flooding and coastal erosion…and encourage them to have direct involvement in decision-making and risk management actions” (2011, p.14) threaten to obscure difficulties worthy of attention. 

 Leaving aside for one moment issues over precisely what is meant by terms such as ‘community’, and what the solution of problems might look like, there is evidence – as yet not particularly well-developed - of conflict between authorities and coastal ‘losers’. A recent analysis of national adaptation strategies[3] in European countries, referring to the UK, states that “The debate about the extent to which sea defences should be strengthened or ‘managed realignment’ planned for has been very controversial in some places.” (p.266) This was subsequently echoed by The Parliamentary Office of Science and Technology (POST)[4], which highlighted “friction between government policy and local communities”, observing that “In places where the perceived threat to property and community vitality is high, community action groups have formed to seek policy change or compensation for loss.” (p.4) I wonder just how much conflict such encounters can accommodate and still be considered ‘partnerships, and remain curious as the scale and nature of such encounters and related conflict give that the bigger picture with regard to the loss of property over time remains unclear. 

Loss of homes - the big picture

I do know that government estimates that “In England, in 2009, around 5.2 million, or one in six, residential and commercial properties were identified as being in areas at risk of flooding from rivers, the sea and surface water. In addition, approximately 200 properties are assessed as being vulnerable at present, and 2,000 may become vulnerable, to coastal erosion over the next 20 years.”[5] (p.5) But I don’t know the scale of the problem as it applies the projected loss of coastal homes in England and Wales over time, and it is worth noting that the statement above only covers England, when Shoreline Management Plans (SMPs) set top level policy for sea defence in both England and Wales. Second, no distinction is made between risks from river flooding and risks from sea flooding. Third, what ‘vulnerable’ means in this context is not clear to me. However, on the grounds that it is distinguished from simply being ‘at risk of flooding’, I assume a suggestion of property likely to be lost to the sea. Finally, I’m not sure whether this applies to residential property only, or covers commercial/industrial and other buildings.

Finding consistent and comprehensive information on residential coastal properties likely to be lost to the sea under government preferred policies is difficult, if not impossible. A recent Internet trawl for data relevant contained in all second generation SMPs threw up various difficulties:

·         Far from all second generation SMPs had been published on-line by the relevant Operating Authorities when I searched them in November 2011, and of those that were published some were in draft form.

·         Where SMPs contained data on properties at risk under preferred policies, this was codified inconsistently. For example, some reported in terms of the financial value of properties concerned, whereas others report in terms of the number of properties. Others still were content to report simply that there are potential effects on property, without enumerating.  

·         A similar problem applies in terms of timeframes – whereas most SMPs that reported at all did so using short-, medium- and long-term analyses, one reported only over the whole 0-100 year period.

·         Finally, some SMPs were coy on the numbers of properties likely to be lost as investment in defence by affected communities remains to be negotiated.

I do know, however, that a detailed picture of homes likely to be lost is anticipated by officials imminently, and that it is expected to cover not only predicted erosion for the coasts of England and Wales but also the number of homes lost to the sea under government’s preferred policies in both the short term (0-20 years), medium term (20-50 years) and long term (50-100 years). A comprehensive understanding of homes expected to be lost under government policies, and the people and communities who inhabit them with a view to achieving just outcomes, is overdue.

It is imperative that government propels this information into the public domain and encourages its consideration. The public needs to know the numbers, and I want to know who is to shoulder these losses, where they are, and what kinds of settlements they live in. This, I suggest, may be closely related to their ability to negotiate acceptable outcomes with authority.



[1] http://www.defra.gov.uk/environment/flooding/coastal-change-pathfinders/
[2] DEFRA 2009c. Guidance for Community Adaptation Planning and Engagement (CAPE) on the Coast, working paper, Scott Wilson/Defra 2009.

[3] Swart, R., Biesbroek, R., Binnerup, S., Carter, T., Cowan, C., Henrichs, T.,
Loquen, S., Mela, H., Morecroft, M., Reese, M. and Rey, D. 2009. Europe Adapts to Climate Change: Comparing National Adaptation Strategies. PEER Report No 1. Helsinki: Partnership for European Environmental Research.

[4] Parliamentary Office of Science and Technology. 2010. Postnote Number 363.
[5] Department for Environment Food and Rural Affairs & the Environment Agency. 2011. Understanding the risks, empowering communities, building resilience: the national flood and coastal erosion risk management strategy for England. London: The Stationery Office.